Homberger in the Philadelphia Regional Office, assisted by Robert Nesbitt, and supervised by Kingdon Kase and Scott A. From data collection and forensics to litigation management, TCDI offers end-to-end electronic discovery services. The SEC's investigation was conducted by Cecilia B. The settlement is subject to court approval. 1 day ago &0183 &32 1(the Order) against Momentus, Inc., Stable Road Acquisition Corp., SRC-NI Holdings, LLC, and Brian Kabot (collectively, the Respondents). BHP Capital also agreed to surrender all conversion rights in its currently held convertible notes, surrender for cancellation all unexercised warrants that it acquired in connection with convertible notes, and surrender for cancellation any shares it holds that were acquired by converting notes or exercising related warrants. Without admitting or denying the allegations, BHP Capital and Pantofel agreed to be permanently enjoined from further violations of Section 15(a)(1) of the Securities Exchange Act of 1934, to pay disgorgement and prejudgment interest of $2,353,073.44 and a civil penalty of $200,000, and to five-year penny stock bars. As alleged, neither BHP Capital nor Pantofel was registered as a dealer with the SEC or associated with a registered dealer, as their activities required them to be. It then allegedly sold the newly issued shares into the market at a significant profit. e-Discovery Case Strategy Early Case Assessment Investigations Legal Hold Move from on-prem to RelativityOne RelativityOne Government Support your agency’s mission with FedRAMP authorized software. District Court for the Southern District of Florida, alleges that, between December 2017 and mid-2022, BHP Capital purchased more than 100 convertible notes and associated warrants from 47 microcap issuers, and converted the notes into approximately four billion newly issued shares of stock at a large discount from the market price. Company All Solutions RelativityOne Tackle diverse unstructured data challenges in a secure cloud solution with integrated AI. As part of the settlement, Pantofel and BHP Capital agreed to pay more than $2.5 million in monetary relief and have BHP Capital surrender for cancellation the securities it allegedly obtained from its unregistered dealer activity. We agree to participate in EDI programs and efforts designed to further the goals of this diversity statement and call to action.The Securities and Exchange Commission today announced settled charges against a convertible note dealer, BHP Capital NY, Inc., and its managing member, Bryan Pantofel, for failing to register with the SEC as securities dealers. We believe that all members of the electronic discovery industry should have the opportunity to participate equally and fully. We further intend to end or limit our relationships with service providers whose performance consistently evidences a lack of meaningful commitment to diversity. We will consider and give weight to the diversity performance of service providers when selecting the service providers with which we will do business. We pledge to increase the diversity in our hiring, retention and promotion of professionals and in the elevation of professionals to leadership positions within our respective organizations. A diverse group of talented professionals is critically important to the success of every corporate legal department, law firm, government legal department, consulting firm and vendor. With greater diversity, we can be more effective, creative and just by bringing more varied perspectives, experiences, backgrounds, talents and interests to the service of our clients. We recognize that to fully and equitably support the pursuit of justice, the electronic discovery industry must reflect the full spectrum of America. Diversity is an inclusive concept and encompasses race, color, religion, national origin, ancestry, sex, gender identity, age, physical or medical condition, military and veteran status, marital and familial status, and sexual orientation. The eDiscovery Institute (EDI) is committed to fostering diversity in the electronic discovery industry.
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